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DSCI DCPLA Exam Syllabus Topics:

SectionObjectives
Privacy Assessment and Audit- Assessment methodologies
  • 1. Control evaluation techniques
    • 2. Audit planning and execution
      Privacy Governance and Principles- Fundamental privacy concepts and definitions
      • 1. Data protection principles
        • 2. Roles and responsibilities in privacy governance
          Privacy Risk Management and Assessment- Risk identification and analysis
          • 1. Data flow mapping
            • 2. Privacy impact assessment (PIA/DPIA)
              Privacy Program Implementation and Operations- Organizational privacy program design
              • 1. Training and awareness programs
                • 2. Policy development and enforcement
                  Incident Management and Data Lifecycle- Data lifecycle management
                  • 1. Data collection, storage, and retention
                    • 2. Data breach response and notification
                      Privacy Laws and Regulatory Frameworks- International privacy regulations
                      • 1. GDPR overview
                        • 2. Other global privacy frameworks
                          - Indian data protection landscape
                          • 1. Compliance obligations
                            • 2. DPDP Act overview

                              DSCI Certified Privacy Lead Assessor DCPLA certification Sample Questions:

                              1. What is the maximum compensation that can be imposed on an organization for negligence in implementing reasonable security practices as defined in Section 43A of ITAA, 2008?

                              A) 15 crores or 4% of the global turnover
                              B) 5 lakhs
                              C) 5 crores
                              D) Uncapped compensation


                              2. What is a Data Subject? (Choose all that apply.)

                              A) An individual who processes the data/information of individuals for providing necessary services
                              B) A company providing PI of its employees for processing
                              C) An individual who collects data from illegitimate sources
                              D) An individual who provides his/her data/information for availing any service
                              E) An individual whose data/information is processed


                              3. 'Map the legal and compliance requirements to each data element that an organization is dealing with in all of its business processes, enterprise and operational functions, and client relationships.' This an imperative of which DPF practice area?

                              A) Regulatory Compliance Intelligence (RCI)
                              B) Privacy Organization and Relationship (POR)
                              C) Visibility over Personal Information (VPI)
                              D) Privacy Policy and Processes (PPP)


                              4. RCI and PCM
                              The Digital Personal Data protection Act 2023 has been passed recently. The Act shall be supported by subordinate Rules for various sections that will gradually bring more clarity into various aspects of the law.
                              First set of Rules are yet to be formulated and notified. A public sector bank has identified that it collects and processes personal data in physical documents and electronic form. The bank intends to assess its existing compliance level and proactively undertake an exercise to ensure compliance. Since this is the first time the bank is attempting to comply with a comprehensive privacy law, it has hired a legal expert in Privacy law to assist with initial assessment and compliance activities. As part of the initial visibility exercise the consultant identified that the bank collects and generates a significant amount of personal data in physical and digital form. The data may be upto 200 million customers' data. It is identified that customer onboarding is also done through various business correspondents in the field who collect and process personal data in physical and digital form on behalf of the bank for the purpose of opening bank accounts and this data is shared with the bank through various channels. There are upto 10 business correspondent companies that have been appointed by the bank across the country for such onboarding. These companies further appoint individual contractors on the field to face the customers. The legal consultant also identified that there are a huge number of employees and contractors engaged by the bank whose personal data is being collected and processed by the bank for HR purposes including biometric based attendance. While the intent of initial assessment was the new Act, the legal consultant has also identified that the Bank collects Aadhaar numbers (voluntary submission) from customers and employees and may be subject to Aadhaar Act compliance. It also came as a surprise that the bank wasn't aware of the data breach reporting mandate by one of the regulatory bodies under the Information Technology Act 2000 and that it was a criminal offense. The Bank generally outsources all non-core activities such as call centers which are handled by an Indian BPO company and document warehousing which is handled by another company. The Bank has also moved many of its applications to a known cloud provider as part of its digital strategy and there may be data transfer aspects associated with the same. On review of various contracts with third parties it was identified that the bank has signed standard terms of the cloud provider and has signed contracts with third parties which were in standard format of the third parties. Data protection obligations are not clear or available in these contracts. Bank leadership has been of the opinion that even the third parties should comply with the laws and robust contracts on legal compliance may not be needed. The legal consultant is not just expected to help identify gaps. assist in fixing the gaps but also to help implement controls and processes to continuously comply with evolving Rules under the new Act and also manage data protection with various third parties that may be appointed in the future.
                              (Note: Candidates are requested to make and state assumptions wherever appropriate to reach a definitive conclusion) Introduction and Background XYZ is a major India based IT and Business Process Management (BPM) service provider listed at BSE and NSE. It has more than 1.5 lakh employees operating in 100 offices across 30 countries. It serves more than
                              500 clients across industry verticals - BFSI, Retail, Government, Healthcare, Telecom among others in Americas, Europe, Asia-Pacific, Middle East and Africa. The company provides IT services including application development and maintenance, IT Infrastructure management, consulting, among others. It also offers IT products mainly for its BFSI customers.
                              The company is witnessing phenomenal growth in the BPM services over last few years including Finance and Accounting including credit card processing, Payroll processing, Customer support, Legal Process Outsourcing, among others and has rolled out platform based services. Most of the company's revenue comes from the US from the BFSI sector. In order to diversify its portfolio, the company is looking to expand its operations in Europe. India, too has attracted company's attention given the phenomenal increase in domestic IT spend esp. by the government through various large scale IT projects. The company is also very aggressive in the cloud and mobility space, with a strong focus on delivery of cloud services. When it comes to expanding operations in Europe, company is facing difficulties in realizing the full potential of the market because of privacy related concerns of the clients arising from the stringent regulatory requirements based on EU General Data Protection Regulation (EU GDPR).
                              To get better access to this market, the company decided to invest in privacy, so that it is able to provide increased assurance to potential clients in the EU and this will also benefit its US operations because privacy concerns are also on rise in the US. It will also help company leverage outsourcing opportunities in the Healthcare sector in the US which would involve protection of sensitive medical records of the US citizens.
                              The company believes that privacy will also be a key differentiator in the cloud business going forward. In short, privacy was taken up as a strategic initiative in the company in early 2011.
                              Since XYZ had an internal consulting arm, it assigned the responsibility of designing and implementing an enterprise wide privacy program to the consulting arm. The consulting arm had very good expertise in information security consulting but had limited expertise in the privacy domain. The project was to be driven by CIO's office, in close consultation with the Corporate Information Security and Legal functions.
                              Why did the Bank not identify till date that they were subject to various other laws related to personal data?
                              What processes and controls can the legal consultant help the bank with which would help them avoid such gaps with respect to future regulations and rules issued under the new Act? Please answer with respect to the RCI practice area. (upto 250 words)


                              5. What are the different types of non-conformities possible for assessor to assign in an assessment? Tick all that apply.

                              A) None of the above
                              B) Major
                              C) Minor
                              D) Low Risk
                              E) High Risk


                              Solutions:

                              Question # 1
                              Answer: D
                              Question # 2
                              Answer: D,E
                              Question # 3
                              Answer: A
                              Question # 4
                              Answer: Only visible for members
                              Question # 5
                              Answer: B,C

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